Coinspeaker

Grayscale Files with US SEC to Launch NEAR Trust ETF, Will NEAR Price Rally Soon?

Grayscale submitted an S-1 on Jan. 20 to bring its Grayscale NEAR Trust ETF and list it on NYSE Arca under the GSNR ticker.
JD Supra

SEC Brings Charges for Failure to File Forms 13F (Investment Manager Share Positions) and 13H (Large Trader Registration)

The SEC’s September 17, 2024, actions signal its commitment to penalize non-compliance, while encouraging market participants to self-report violations. On September 17, 2024, the US Securities and ...

T1 Energy stock tumbles after SEC filing reveals potential share dilution

Culper Research further alleged that T1 Energy never had a path to FEOC compliance and 45X tax credit eligibility, despite the company’s December 30, 2025 announcements suggesting separation from ...
JD Supra

SEC Enforcement Action – Failure to File Forms D

On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...
Noozhawk

SEC Files Charges Against Orcutt Financial Adviser Accused of Fraud

The U.S. Securities & Exchange Commission has filed charges against an Orcutt financial adviser accused of defrauding nine victims of more than $2 million. The legal action occurred days before the ...